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Stockbroking Dealer

222213 · Sedentary

Description

Buys and sells stocks and bonds on behalf of clients.

Typical work tasks

Buys and sells stocks and bonds on behalf of clients.

Typical work environment

  • Works indoors from an office or trading floor base that is part of a financial institution.
  • Work areas are adequately heated and ventilated.

Typical physical and mental demands

  • Sedentary physical demand levels. Frequently sits at an office desk and studies both hard copy and on-line market information.
  • Frequently meets with clients and provides advice on the relative strengths and risks of various deals.
  • Standing and walking about the office or trading floor will be an occasional to frequent requirement.
  • Stretching, twisting, climbing and lifting are unlikely to be required.
  • Occasional to frequent repetitive hand and finger movements are required when using pens, calculators, keyboard and mouse.
  • Driving in cars is not a significant feature of the job.
  • Use of hand-held objects will be frequent in the form of writing instruments, telephones, calculators and computers.
  • Squatting, crouching or bending will be unnecessary for most situations.
  • Mental skills necessary include interpretation, analytical, research, presentation, financial product knowledge, communication, negotiation, calculation, organisation and planning.
Entry signal Reviewed

Requires a substantial formal qualification. A licence or registration is legally required.

Entry barrier Formal qualification
Licence / registration Licence/registration required
ANZSCO skill level 2
Next-day ready No

How this was determined (model-generated): Stockbroking dealer under FMC/NZX accreditation; ER states registration/licensing required. Proposal stands.

Entry Requirements

  • A relevant NZQF Diploma (ANZSCO Skill Level 2). At least three years of relevant experience may substitute for the formal qualifications listed above. In some instances relevant experience and/or on-the-job training may be required in addition to the formal qualification. Registration or licensing is required.

Further Comments

There are opportunities for flexibility of movement.