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Financial Brokers NEC

222199 · Sedentary

Description

This occupation group covers financial brokers not elsewhere classified. Occupations in this group include investment broker.

Typical work tasks

  • Brokers complex and commercial leases, equipment finance, commercial finance, project finance and finance for property developers.

Typical work environment

  • Typically works indoors from an office base that is adequately heated and ventilated.
  • May travel to meet potential clients in their own premises.

Typical physical and mental demands

  • Sedentary physical demand levels.
  • Frequently sits at an office desk and studies both hard copy and on-line market information.
  • Frequently meets with clients and provides advice on the relative strengths and risks of various deals and/or investments.
  • Standing and walking about the office will be an occasional requirement.
  • Stretching, twisting, climbing and lifting is not a significant component of the job.
  • Occasional to frequent repetitive hand and finger movements are required when using pens, calculators, keyboard and mouse.
  • Driving in cars is not a significant feature of the job but may be required for inspection of potential investments.
  • 2Use of hand-held objects will be frequent in the form of writing implements, telephones, calculators and computers.
  • Squatting, crouching or bending is not a significant component of the job.
  • Mental skills necessary include interpretation, analytical, research, presentation, fi2nancial product knowledge, communication, negotiation, calculation, organisation and planning.
Entry signal Model estimate

Requires a substantial formal qualification. A licence or registration is legally required.

Entry barrier Formal qualification
Licence / registration Licence/registration required
ANZSCO skill level 2
Next-day ready No

Unverified — this label is model-generated and not yet clinician-reviewed. Confirm against the WTDS before relying on it.

How this was determined (model-generated): Financial brokers nec broadly sit under the FMC financial-advice/dealer regime requiring FSPR registration; treat licence as core gate. Proposal stands.

Entry Requirements

  • A New Zealand Register Level 5 or 6 qualification or at least three years relevant experience (ANZSCO Skill Level 2). In some instances particular experience and/or on-the-job training may be required.
  • Registration or licensing may be required.

Further Comments

  • There are opportunities for flexibility of movement.